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Research Solutions, Inc. — Director's Dealing 2016
Oct 3, 2016
34019_dirs_2016-10-03_9f20f978-2d32-4bc5-b559-5b8010c4621c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2016-07-01
Reporting Person: Palmer Ian R (Chief Sales & Marketing Office)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 184824 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy) | $1.25 | 2021-06-23 | Common Stock (1500) | Direct | |
| Stock Options (Right to Buy) | $1 | 2019-05-28 | Common Stock (10000) | Direct | |
| Stock Options (Right to Buy) | $1.02 | 2020-07-27 | Common Stock (20000) | Direct | |
| Stock Options (Right to Buy) | $1.3 | 2022-03-05 | Common Stock (20000) | Direct | |
| Stock Options (Right to Buy) | $1.15 | 2023-02-06 | Common Stock (16000) | Direct |
Footnotes
F1: 117,788 shares remain subject to vesting from 9/30/2016 through 6/30/2019.
F2: The options were granted on July 27, 2010, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on September 30, 2010 until fully vested.
F3: The options were granted on March 5, 2012. 1/3rd of the underlying shares vested on March 5, 2013, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on March 31, 2013 until fully vested.
F4: The options were granted on February 6, 2013. 1/3rd of the underlying shares vested on February 6, 2013, and 1/12th of the underlying shares vest on the last day of each calendar quarter beginning on March 31, 2014 until fully vested.