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Research Solutions, Inc. — Director's Dealing 2015
May 28, 2015
34019_dirs_2015-05-27_6adcc3b0-ce95-40e1-963d-a24640e39f9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Research Solutions, Inc. (RSSS)
CIK: 0001386301
Period of Report: 2015-05-22
Reporting Person: OGILVIE SCOTT VARDE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-22 | Common Stock | A | 25000 | — | Acquired | 25000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-22 | Option to purchase common stock | $1.05 | A | 50000 | Acquired | 2025-05-21 | Common Stock (50000) | Direct |
| 2015-05-22 | Warrant to purchase common stock | $1.25 | D | 50000 | Disposed | 2015-11-05 | Common Stock (50000) | Direct |
| 2015-05-22 | Warrant to purchase common stock | $1.25 | A | 50000 | Acquired | 2020-11-05 | Common Stock (50000) | Direct |
Footnotes
F1: The two reported transactions involved an amendment of an outstanding warrant to extend the maturity date to November 5, 2020, resulting in the deemed cancellation of the "old" warrant and the grant of a replacement warrant.
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