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RESEARCH FRONTIERS INC Director's Dealing 2021

Jan 4, 2021

34569_dirs_2021-01-04_f0067d0a-a1af-4c35-b58e-403a4a4cc527.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-08-17

Reporting Person: Settle William Graham (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 226375 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Purchase Warrant $1.10 2023-09-30 Common Stock (27174) Direct
Stock Purchase Warrant $3.38 2024-05-31 Common Stock (88652) Direct

Footnotes

F1: Exercise price ranges between $1.10 and $1.38 depending upon the date of exercise

F2: Exercise price ranges between $3.38 and $4.23 depending upon the date of exercise