RESEARCH FRONTIERS INC — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-02-21

Reporting Person: VAN VOORHEES SETH (CFO & VP-Business Development)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-21	Common Stock	F	13717	$1.83	Acquired	152617	Direct
2020-02-21	Common Stock	F	22158	$1.06	Acquired	174775	Direct
2020-02-21	Common Stock	F	45272	$1.00	Acquired	220047	Direct
2020-02-21	Common Stock	F	5746	$2.89	Acquired	225793	Direct
2020-02-21	Common Stock	F	4661	$3.11	Acquired	230454	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-21	Stock Option (right to buy)	$1.83	M	25000	Disposed	2026-12-30	Common Stock (25000)	Direct
2020-02-21	Stock Option (right to buy)	$1.06	M	30000	Disposed	2027-12-30	Common Stock (30000)	Direct
2020-02-21	Stock Option (right to buy)	$1.00	M	60091	Disposed	2028-04-18	Common Stock (60091)	Direct
2020-02-21	Stock Option (right to buy)	$2.89	M	20000	Disposed	2029-06-12	Common Stock (20000)	Direct
2020-02-21	Stock Option (right to buy)	$3.11	M	20000	Disposed	2029-12-31	Common Stock (20000)	Direct

Footnotes

F1: Represents payment of $257,641 aggregate exercise price of these options by the reduction of securities issued by 63,537 shares, resulting in a net issuance of 91,554 shares.