RESEARCH FRONTIERS INC — Director's Dealing 2020

Jun 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-05-29

Reporting Person: HARARY JOSEPH M (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-29	Common Stock	F	22091	$2.89	Acquired	478964	Direct
2020-05-29	Common Stock	F	19586	$3.11	Acquired	498550	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-29	Stock Option (right to buy)	$2.89	M	55000	Disposed	2029-06-12	Common Stock (55000)	Direct
2020-05-29	Stock Option (right to buy)	$3.11	M	55000	Disposed	2029-12-30	Common Stock (55000)	Direct

Footnotes

F1: Represents payment of $330,000 aggregate exercise price of these options by the reduction of securities issued by 68,323 shares, resulting in a net issuance of 41,677 shares.