AI assistant
Sending…
RESEARCH FRONTIERS INC — Director's Dealing 2020
Jun 29, 2020
34569_dirs_2020-06-29_ac545a77-ac7c-4771-9899-ec42b5a2e2ff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-06-25
Reporting Person: LAPOINTE MICHAEL R (VP-Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-25 | Common Stock | F | 3201 | $1.06 | Acquired | 38887 | Direct |
| 2020-06-25 | Common Stock | F | 1965 | $1.83 | Acquired | 40852 | Direct |
| 2020-06-25 | Common Stock | F | 2276 | $2.89 | Acquired | 43128 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-25 | Stock Option (Right to buy) | $1.06 | M | 4000 | Disposed | 2027-12-30 | Common Stock (4000) | Direct |
| 2020-06-25 | Stock Option (Right to buy) | $1.83 | M | 3000 | Disposed | 2026-12-30 | Common Stock (3000) | Direct |
| 2020-06-25 | Stock Option (Right to buy) | $2.89 | M | 5000 | Disposed | 2029-06-12 | Common Stock (5000) | Direct |
Footnotes
F1: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares.
More from RESEARCH FRONTIERS INC
Interim / Quarterly Report
2026
May 8
Proxy Solicitation & Information Statement
2026
Apr 30
Annual Report
2026
Mar 19
Annual Report
2026
Mar 5
Regulatory Filings
2026
Feb 18
Director's Dealing
2026
Jan 5
Director's Dealing
2026
Jan 5
Director's Dealing
2026
Jan 5
Interim / Quarterly Report
2025
Nov 6
Major Shareholding Notification
2025
Oct 17