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RESEARCH FRONTIERS INC Director's Dealing 2020

Jun 29, 2020

34569_dirs_2020-06-29_ac545a77-ac7c-4771-9899-ec42b5a2e2ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-06-25

Reporting Person: LAPOINTE MICHAEL R (VP-Marketing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-25 Common Stock F 3201 $1.06 Acquired 38887 Direct
2020-06-25 Common Stock F 1965 $1.83 Acquired 40852 Direct
2020-06-25 Common Stock F 2276 $2.89 Acquired 43128 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-25 Stock Option (Right to buy) $1.06 M 4000 Disposed 2027-12-30 Common Stock (4000) Direct
2020-06-25 Stock Option (Right to buy) $1.83 M 3000 Disposed 2026-12-30 Common Stock (3000) Direct
2020-06-25 Stock Option (Right to buy) $2.89 M 5000 Disposed 2029-06-12 Common Stock (5000) Direct

Footnotes

F1: Represents payment of $24,180 aggregate exercise price of these options by the reduction of securities issued by 4,558 shares, resulting in a net issuance of 7,442 shares.