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RESEARCH FRONTIERS INC — Director's Dealing 2020
Aug 18, 2020
34569_dirs_2020-08-18_68b85c61-f076-4991-875f-628ca468d69f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2020-08-17
Reporting Person: Settle William Graham (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 225371 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Purchase Warrant | $1.10 | 2023-09-30 | Common Stock (27174) | Direct | |
| Stock Purchase Warrant | $3.38 | 2024-05-31 | Common Stock (88652) | Direct |
Footnotes
F1: Exercise price ranges between $1.10 and $1.38 depending upon the date of exercise
F2: Exercise price ranges between $3.38 and $4.23 depending upon the date of exercise
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