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RESEARCH FRONTIERS INC — Director's Dealing 2019
Jun 27, 2019
34569_dirs_2019-06-27_4b61ac6b-672a-49e1-8a74-49c52e9366a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2019-06-25
Reporting Person: LAPOINTE MICHAEL R (VP-Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-25 | Common Stock | F | 42417 | $1.00 | Acquired | 81078 | Direct |
| 2019-06-25 | Common Stock | S | 26265 | $3.35 | Disposed | 54813 | Direct |
| 2019-06-26 | Common Stock | S | 4000 | $3.42 | Disposed | 50813 | Direct |
| 2019-06-27 | Common Stock | S | 15127 | $3.27 | Disposed | 35686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-25 | Stock Option(right to buy) | $1.00 | M | 60091 | Acquired | 2028-04-18 | Common Stock (60091) | Direct |
Footnotes
F1: Represents payment of $60,091 exercise price of $1.00 per share by the reduction of securities issued by 17,674 shares, resulting in a net issuance of 42,417 shares.
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