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RESEARCH FRONTIERS INC Director's Dealing 2017

Jul 20, 2017

34569_dirs_2017-07-20_14110bdf-7312-48fe-84d9-3a07f83bb4df.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2017-07-19

Reporting Person: Kaganowicz Alexander (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-07-19 Stock Option (right to buy) $9.80 P 32378 Acquired 2017-12-02 Common Stock (32378) Direct
2017-07-19 Stock Option (right to buy) $3.69 P 5200 Acquired 2019-12-31 Common Stock (5200) Direct
2017-07-19 Stock Option (right to buy) $3.70 P 2586 Acquired 2023-12-31 Common Stock (2586) Direct
2017-07-19 Stock Option (right to buy) $5.56 P 12057 Acquired 2023-12-30 Common Stock (12057) Direct
2017-07-19 Stock Option (right to buy) $5.19 P 892 Acquired 2024-12-30 Common Stock (892) Direct
2017-07-19 Stock Option (right to buy) $5.26 P 495 Acquired 2025-12-30 Common Stock (495) Direct

Footnotes

F1: All options in Table II were purchased by the reporting person from the Estate of Robert L. Saxe for a total amount of $3,000. The allocated price for each option was not assigned.