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RESEARCH FRONTIERS INC — Director's Dealing 2013
Nov 22, 2013
34569_dirs_2013-11-22_0f3cc91a-b0c0-4f84-8925-68bca79cc8a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2013-11-22
Reporting Person: Slovak Steven Michael (Vice President-Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-22 | Common Stock | M | 15000 | $3.69 | Acquired | 60800 | Direct |
| 2013-11-22 | Common Stock | S | 15000 | $7.07 | Disposed | 45800 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | Stock Option (right to buy) | $3.69 | M | 15000 | Disposed | 2019-12-31 | Common Stock (15000) | Direct |
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