Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RESEARCH FRONTIERS INC Director's Dealing 2011

Feb 14, 2011

34569_dirs_2011-02-14_9701c2b1-9f41-4d7c-ab2e-b97719befe90.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RESEARCH FRONTIERS INC (REFR)
CIK: 0000793524
Period of Report: 2011-02-10

Reporting Person: HARARY JOSEPH M (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-08 Common Stock F 45730 $3.69 Acquired 261344 Direct
2011-02-10 Common Stock S 24000 $8.65 Disposed 237344 Direct
2011-02-14 Common Stock S 10000 $8.1 Acquired 227344 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-08 Stock Option (right to buy) $3.69 M 75000 Disposed 2019-12-31 Common Stock (75000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 97560 Indirect

Footnotes

F1: On February 10, 2011, in a privately negotiated transaction, Mr. Harary sold 24,000 shares of common stock to company Vice President-Business Development and CFO Seth Van Voorhees

F2: Represents payment of $276,750 exercise price of options to purchase 75,000 shares at an exercise price of $3.69 per share by delivery of cash and reduction of securities issued by 29,270 shares, resulting in a net issuance of 45,730 shares.