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REPUBLIC SERVICES, INC. — Director's Dealing 2019
Sep 5, 2019
29934_dirs_2019-09-05_3e7bcc33-d96b-4348-80cf-e1e4dd158709.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC SERVICES, INC. (RSG)
CIK: 0001060391
Period of Report: 2019-09-04
Reporting Person: SLAGER DONALD W (Director, CEO and Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-04 | Common Stock | M | 46236 | $31.12 | Acquired | 333846 | Direct |
| 2019-09-04 | Common Stock | S | 46236 | $90.00 | Disposed | 287610 | Direct |
| 2019-09-05 | Common Stock | M | 48891 | $31.12 | Acquired | 336501 | Direct |
| 2019-09-05 | Common Stock | S | 48891 | $90.00 | Disposed | 287610 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-04 | Common Stock Option | $31.12 | M | 46236 | Disposed | 2020-02-08 | Common Stock (46236) | Direct |
| 2019-09-05 | Common Stock Option | $31.12 | M | 48891 | Disposed | 2020-02-08 | Common Stock (48891) | Direct |
Footnotes
F1: On 09/04/2019, Mr. Slager exercised 46,236 options and sold such shares at the sale price of $90.00 (no range) in accordance with his established Rule 10b5-1 Sales Plan executed on 08/16/2019 ("Plan"), and having a Plan start date of 08/23/2019 and Plan end date of 02/07/2020. Under the non-qualified stock option grant dated 02/08/2013, 190,253 options were granted and fully vested and exercisable. In accordance with the Plan, 95,126 options were exercised and sold as of 08/30/2019 (as reported in his 08/30/2019 Form 4 filing) and 95,127 options remained fully vested and exercisable (corrects the administrative error in Table II, Column 9 in his 08/30/2019 Form 4 filing that previously noted a 0 balance in available options under this grant). After the 09/04/2019 exercise and sale of the 46,236 options, there remained the balance of 48,891 options available under this grant and the Plan. The stock option grant expires on 02/08/2020.
F2: On 09/05/2019, Mr. Slager exercised the remaining 48,891 options and sold such shares at the sale price of $90.00 (no range) in accordance with his established Plan as described in the foregoing footnote. The stock option expires on 02/08/2020.