AI assistant
REPUBLIC SERVICES, INC. — Director's Dealing 2018
Feb 5, 2018
29934_dirs_2018-02-05_4b31459c-8b7b-49bd-9352-18704138199e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC SERVICES, INC. (RSG)
CIK: 0001060391
Period of Report: 2018-01-31
Reporting Person: RODRIGUEZ RAMON A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-01-31 | Common Stock | M | 8118 | $0.00 | Acquired | 8118 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-01-31 | Restricted Stock Units | $ | M | 8118 | Disposed | Common Stock (8118) | Direct |
Footnotes
F1: Note that filing of this Form 4 was initiated on 02/02/2018 (Friday) with two additional filings for other Board members with the same RSU settlement transaction. It was later determined that the filing for Mr. Rodriguez was not confirmed and provided a SEC accession number; although the remaining filings were received and confirmed. Therefore, filing of this Form 4 is being re-submitted.
F2: On 01/02/2015 ("Date of Grant"), the non-management Director was granted an award of 7,500 Restricted Stock Units ("RSUs") in accordance with the Company's 2007 Stock Incentive Plan, as amended. The RSUs were immediately vested on the Date of Grant; however, the Director could not convert any of the RSUs to Company common stock (based on a 1 on 1 conversion) until the earlier of the last day of the month in which the three year anniversary of the date of the award occurs or the date on which the Director incurs a separation from service within the meaning of Section 409A of the Internal Revenue Code. The settlement of 8,118 RSUs, that included dividend equivalents, to Company common stock was effective on 01/31/2018.
F3: Based on 1 on 1 conversion.