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REPUBLIC SERVICES, INC. — Director's Dealing 2018
Aug 1, 2018
29934_dirs_2018-08-01_5b74d0b8-9877-438c-9d85-749eecb16348.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: REPUBLIC SERVICES, INC. (RSG)
CIK: 0001060391
Period of Report: 2018-07-24
Reporting Person: Bales Brian A (EVP, Chief Development Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13504 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options (02/08/2013 Grant Date) | $31.12 | 2020-02-08 | Common Stock (22831) | Direct | |
| Non-Qualified Stock Options (02/07/2014 Grant Date) | $33.40 | 2021-02-07 | Common Stock (21127) | Direct | |
| Restricted Stock Units (02/08/2013 Grant Date) | $ | Common Stock (5330) | Direct | ||
| Restricted Stock Units (02/13/2015 Grant Date) | $ | Common Stock (8794) | Direct | ||
| Restricted Stock Units (02/18/2016 Grant Date) | $ | Common Stock (8106) | Direct | ||
| Restricted Stock Units (02/18/2016 Grant Date) | $ | Common Stock (5792) | Direct | ||
| Restricted Stock Units (02/18/2017 Grant Date) | $ | Common Stock (5942) | Direct | ||
| Restricted Stock Units (02/18/2017 Grant Date) | $ | Common Stock (1697) | Direct | ||
| Restricted Stock Units (02/18/2018 Grant Date) | $ | Common Stock (5429) | Direct | ||
| Stock Units | $ | Common Stock - Settled in Cash (25422) | Direct |
Footnotes
F1: Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended.
F2: Represents the deferred portion of the Restricted Stock Unit Grant dated 02/08/2013 in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan.
F3: Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion).
F4: Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion). A portion of the Restricted Stock Unit Grant is deferred in accordance with the Reporting Person's election under the Company's Deferred Compensation Plan.
F5: Special Grant cliff vesting occurs four years of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's commons stock (1 to 1 conversion).
F6: Stock Units held under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to the Reporting Person's election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional Stock Units, each time a dividend is paid on the Company's common stock.