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REPUBLIC SERVICES, INC. — Director's Dealing 2017
Nov 30, 2017
29934_dirs_2017-11-30_81a024ac-6814-4378-9b86-4d1989a45959.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC SERVICES, INC. (RSG)
CIK: 0001060391
Period of Report: 2017-11-29
Reporting Person: SLAGER DONALD W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock | M | 98132 | $30.05 | Acquired | 322541 | Direct |
| 2017-11-29 | Common Stock | S | 60516 | $64.00 | Disposed | 262025 | Direct |
| 2017-11-29 | Common Stock | S | 37616 | $64.50 | Disposed | 224409 | Direct |
| 2017-11-30 | Common Stock | M | 55321 | $30.05 | Acquired | 279730 | Direct |
| 2017-11-30 | Common Stock | S | 55321 | $64.50 | Disposed | 224409 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock Option | $30.05 | M | 98132 | Disposed | 2018-01-03 | Common Stock (98132) | Direct |
| 2017-11-30 | Common Stock Option | $30.05 | M | 55321 | Disposed | 2018-01-03 | Common Stock (55321) | Direct |
Footnotes
F1: On 11/29/2017, Mr. Slager exercised 98,132 options and sold 60,516 shares at $64.00 and 37,616 shares at $64.50 in accordance with his established Rule 10b5-1 Sales Plan executed on 11/07/2017 ("Plan"), and having a Plan start date of 11/10/2017 and Plan end date of 01/03/2018. Under the non-qualified stock option award (granted on 01/03/2011) and in accordance with the Plan, 153,453 options were available to exercise/sell, and after the 11/29/2017 transaction, 55,321 options remain available under the Plan to exercise/sell. The stock option grant is due to expire on 01/03/2018.
F2: On 11/30/2017, Mr. Slager exercised 55,321 options and sold such shares at $64.50 in accordance with his established Rule 10b5-1 Sales Plan executed on 11/07/2017 ("Plan"), and having a Plan start date of 11/10/2017 and Plan end date of 01/03/2018. Under the non-qualified stock option award (granted on 01/03/2011) and in accordance with the Plan, 55,321 options were available to exercise/sell, and after the 11/30/2017 transaction there were no remaining options available under this grant. The stock option grant is due to expire on 01/03/2018.
F3: As previously reported on the Form 4 filed with the SEC on 11/16/2017, Mr. Slager exercised and sold 32,421 options on 11/14/2017 from the non-qualified stock option award granted on 01/03/2011. 185,874 options were granted and fully vested and exercisable on 11/14/2017, and after the 11/14/2017 transaction, 153,453 options remained available to exercise/sell. This corrects the clerical error on the previously filed Form 4 that stated 60,516 options remained available to exercise/sell. The full grant is subject to the established Rule 10b5-1 Sales Plan executed on 11/07/2017 ("Plan"), and having a Plan start date of 11/10/2017 and Plan end date of 01/03/2018. The stock option grant is due to expire on 01/03/2018.