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REPUBLIC SERVICES, INC. — Director's Dealing 2016
Jun 22, 2016
29934_dirs_2016-06-22_6b1b3c96-26cf-43f4-9dca-1f08a88b10cd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: REPUBLIC SERVICES, INC. (RSG)
CIK: 0001060391
Period of Report: 2016-06-13
Reporting Person: Ellingsen Catharine D (EVP/Chief Legal Officer/Sec)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 986 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options (02/15/2011 Grant Date) | $29.84 | 2018-02-15 | Common Stock (1625) | Direct | |
| Non-Qualified Stock Options (02/10/2012 Grant Date) | $30.15 | 2019-02-10 | Common Stock (5700) | Direct | |
| Non-Qualified Stock Options (02/08/2013 Grant Date) | $31.12 | 2020-02-08 | Common Stock (8550) | Direct | |
| Restricted Stock Units (02/07/2014 Grant Date) | $ | Common Stock (1149) | Direct | ||
| Restricted Stock Units (02/07/2014 Grant Date) | $ | Common Stock (3190) | Direct | ||
| Restricted Stock Units (02/13/2015 Grant Date) | $ | Common Stock (1186) | Direct | ||
| Restricted Stock Units (02/13/2015 Grant Date) | $ | Common Stock (2631) | Direct | ||
| Restricted Stock Units (02/18/2016 Grant Date) | $ | Common Stock (1876) | Direct | ||
| Stock Units | $ | Common Stock - Settled in Cash (17781) | Direct |
Footnotes
F1: Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended.
F2: Grant vesting occurs 25% on each of the first four anniversaries of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion).
F3: Special grant vesting occurs on 02/07/2018, four years of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion).
F4: Special grant vesting occurs on 02/13/2019, four years of the Grant Date in accordance with the Company's 2007 Stock Incentive Plan, as amended. Each Restricted Stock Unit receives quarterly dividend equivalents each time a dividend is paid on the Company's common stock and ultimately will be paid out in the form of one share of the Company's common stock (1 to 1 conversion).
F5: Stock units held under the Republic Services Stock Investment Fund ("Investment Fund") pursuant to Ms. Ellingsen's election under the Company's Deferred Compensation Plan. The Investment Fund is a measurement fund under which units are equal in value to shares of the Company's common stock and are settled in cash and receive dividend equivalents, in the form of additional stock units, each time a dividend is paid on the Company's common stock.