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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2021
Jan 8, 2021
31973_dirs_2021-01-08_5fc0c76e-eedb-42d4-b50b-926ba82f00fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2021-01-06
Reporting Person: TRAGER SCOTT (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-06 | Class A Common Stock | M | 2750 | $24.47 | Acquired | 175039.460 | Direct |
| 2021-01-06 | Class A Common Stock | F | 2120 | $38.79 | Disposed | 172919.460 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Employee Stock Option (right to buy) | $24.47 | M | 2750 | Disposed | 2021-04-24 | Class A Common Stock (2750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 41485.939 | Indirect |
| Class A Common Stock | 1985.052 | Indirect |
| Class A Common Stock | 17231.037 | Indirect |
| Class A Common Stock | 51697 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (29488) | 29488 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (1190) | 1190 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (444.787) | 444.787 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4217.524) | 4217.524 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4107) | 4107 | Indirect |
Footnotes
F1: Includes 158.633 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.
F2: Reflects additions to and change in value of shares held under the Issuer's 401(k) Plan since the date of the Reporting Person's last ownership report.
F3: Jaytee Properties Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F4: Teebank Family Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F5: The number of shares reflects a change in the total numbers of shares held by Teebank Family Limited Partnership since the date of the Reporting Person's last ownership report.
F6: Trager Family Irrevocable Trust is a family trust of which the Reporting Person is a co-trustee and a beneficiary.
F7: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F8: Immediate.
F9: None.