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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2021
May 14, 2021
31973_dirs_2021-05-14_14491584-1b9c-4b69-b4b8-d05aee1c7714.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2021-02-05
Reporting Person: TRAGER SCOTT (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Class A Common Stock | C | 27909 | — | Acquired | 200913.030 | Direct |
| 2021-02-05 | Class A Common Stock | I | 1108.746 | $39.25 | Acquired | 43931.261 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Class B Common Stock | $ | C | 27909 | Disposed | Class A Common Stock (27909) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1985.052 | Indirect |
| Class A Common Stock | 17231.037 | Indirect |
| Class A Common Stock | 51697 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (1190) | 1190 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (444.787) | 444.787 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4217.524) | 4217.524 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4107) | 4107 | Indirect |
Footnotes
F1: Includes 84.570 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.
F2: Reflects additions to and change in value of shares held under the Issuer's 401(k) plan since the date of the Reporting Person's last ownership report.
F3: Jaytee Properties Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F4: Teebank Family Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F5: Trager Family Irrevocable Trust is a family limited partnership of which the Reporting Person is a co-trustee and beneficiary.
F6: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F7: Immediate.
F8: None.