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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2021
Dec 14, 2021
31973_dirs_2021-12-14_5b81f8e0-2ce7-4582-b148-8ec82e91983d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2021-05-08
Reporting Person: Trager Kusman Andrew (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Class A Common Stock | A | 1 | $53.69 | Acquired | 1 | Direct |
| 2021-05-08 | Class A Common Stock | G | 9655.613 | $0.00 | Acquired | 10867.721 | Indirect |
| 2021-05-08 | Class A Common Stock | G | 83814.525 | $0.00 | Acquired | 262603.221 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-08 | Class B Common Stock | $44.08 | G | 2163.513 | Acquired | Class A Common Stock (2163.513) | Indirect | |
| 2021-05-08 | Class B Common Stock | $ | G | 20514.713 | Acquired | Class A Common Stock (20514.713) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $44.08 | 2023-10-16 | Class A Common Stock (1000) | 1000 | Direct |
| Employee Stock Option (right to buy) | $44.08 | 2024-10-16 | Class A Common Stock (1000) | 1000 | Direct |
| Employee Stock Option (right to buy) | $35.92 | 2025-03-09 | Class A Common Stock (1000) | 1000 | Direct |
| Employee Stock Option (right to buy) | $35.92 | 2026-03-09 | Class A Common Stock (1000) | 1000 | Direct |
Footnotes
F1: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership. The Reporting Person is a Limited Partner of Jaytee.
F2: Teebank Family Limited Partnership ("Teebank") is a family limited partnership. The Reporting Person and the trust are Limited Partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
F4: Immediate.
F5: None.
F6: On 05/08/2021, a trust for the benefit of the Reporting Person automatically pursuant to the terms of the trust agreement, and through no action by the Reporting Person, distributed Teebank and Jaytee LP Units to the Reporting Person.
F7: The number of shares reflects a change in the total number of shares held by Teebank Family Limited Partnership since the date of the Reporting Person's last ownership report.