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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2012
Mar 15, 2012
31973_dirs_2012-03-15_30db4676-5b03-42e9-8a4d-3b2f97920b06.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2012-03-13
Reporting Person: TRAGER SCOTT (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-13 | Class A Common Stock | M | 4410 | $20.17 | Acquired | 160402.423 | Direct |
| 2012-03-13 | Class A Common Stock | F | 2561 | $25.90 | Disposed | 157841.423 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-13 | Employee Stock Option (right to buy) | $20.71 | M | 4410 | Disposed | 2012-05-15 | Class A Common Stock (4410) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 18919.317 | Indirect |
| Class A Common Stock | 1980.552 | Indirect |
| Class A Common Stock | 19658.720 | Indirect |
| Class A Common Stock | 51697 | Indirect |
| Class A Common Stock | 2171.0905 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.87 | 2012-12-07 | Class A Common Stock (2625) | 2625 | Direct |
| Employee Stock Option (right to buy) | $23.87 | 2013-12-07 | Class A Common Stock (2625) | 2625 | Direct |
| Employee Stock Option (right to buy) | $19.89 | 2014-11-18 | Class A Common Stock (7500) | 7500 | Direct |
| Employee Stock Option (right to buy) | $19.89 | 2015-11-18 | Class A Common Stock (7500) | 7500 | Direct |
| Class B Common Stock | $ | Class A Common Stock (29488) | 29488 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (2480.615) | 2480.615 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (443.778) | 443.778 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4107) | 4107 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1190) | 1190 | Indirect |
Footnotes
F1: Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
F2: Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
F3: Excludes 20,131.012 shares of Class A Common Stock transferred to the reporting person's ex-wife pursuant to a domestic relations order.
F4: Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
F5: Includes 55.6468 shares of Class A Common Stock allocated to the reporting person under the ESOP as of December 31, 2011, based on information provided by the plan administrator. Excludes 2,114 shares of Class A Common Stock transferred to the reporting person's ex-wife pursuant to a domestic relations order.
F6: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F7: Immediate.
F8: None.