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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2012
Feb 7, 2012
31973_dirs_2012-02-07_17f0ca3e-2ff7-49ce-9b31-98c959d9a189.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2012-02-03
Reporting Person: TRAGER SCOTT (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-03 | Class A Common Stock | S | 3900 | $25.35 | Disposed | 155992.423 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 18919.317 | Indirect |
| Class A Common Stock | 1980.552 | Indirect |
| Class A Common Stock | 39789.732 | Indirect |
| Class A Common Stock | 51697 | Indirect |
| Class A Common Stock | 4229.4437 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $20.71 | 2012-05-15 | Class A Common Stock (4410) | 4410 | Direct |
| Employee Stock Option (right to buy) | $23.87 | 2012-12-07 | Class A Common Stock (2625) | 2625 | Direct |
| Employee Stock Option (right to buy) | $23.87 | 2013-12-07 | Class A Common Stock (2625) | 2625 | Direct |
| Employee Stock Option (right to buy) | $19.89 | 2014-11-18 | Class A Common Stock (7500) | 7500 | Direct |
| Employee Stock Option (right to buy) | $19.89 | 2015-11-18 | Class A Common Stock (7500) | 7500 | Direct |
| Class B Common Stock | $ | Class A Common Stock (29488) | 29488 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (2480.615) | 2480.615 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (443.778) | 443.778 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (4107) | 4107 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (1190) | 1190 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.1705 to $25.86, inclusive. The reporting person undertakes to provide Republic Bancorp, Inc., any security holder of Republic Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F2: Includes 384.494 shares of Class A Common Stock acquired under the Republic Bancorp dividend reinvestment plan. Since the date of the reporting person's last ownership report, he transferred 6,070 shares of Class A Common Stock to his ex-wife pursuant to a domestic relations order.
F3: Teebank Family Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
F4: Jaytee Properties Limited Partnership is a family limited partnership of which the reporting person is a limited partner.
F5: Includes 406.952 shares of Class A Common Stock acquired under the Issuer's 401(k) plan, based on information provided by the plan trustee.
F6: Trager Family Irrevocable Trust is a family trust of which the reporting person is a co-trustee and a beneficiary.
F7: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F8: Immediate.
F9: None.