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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2012
Nov 9, 2012
31973_dirs_2012-11-09_43c82696-8632-4410-bff3-f331ac8e68f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2012-11-07
Reporting Person: Trager Jean S (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-07 | Class A Common Stock | S | 0 | — | Disposed | 3673935.106 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-07 | Class B Common Stock | $ | S | 0 | Disposed | Class A Common Stock () | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 86825.956 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (19454.914) | 19454.914 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (142764) | 142764 | Direct |
Footnotes
F1: Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
F2: The reporting person is the sole beneficiary of a trust which sold $10 million worth of Teebank limited partnership interests.
F3: As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership units. The reporting person expects to file an amendment to this Form 4 upon receipt of that appraisal to disclose the number of issuer securities that were the subject of this transaction.
F4: Jaytee Properties Limited Partnership is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extnet of her pecuniary interest therein.
F5: This amount includes 937.584 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.
F6: Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.
F7: Immediate.
F8: None.
F9: This amount includes 210.082 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.