Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

REPUBLIC BANCORP INC /KY/ Director's Dealing 2012

Nov 9, 2012

31973_dirs_2012-11-09_43c82696-8632-4410-bff3-f331ac8e68f4.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2012-11-07

Reporting Person: Trager Jean S (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-11-07 Class A Common Stock S 0 Disposed 3673935.106 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-11-07 Class B Common Stock $ S 0 Disposed Class A Common Stock () Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 86825.956 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Class B Common Stock $ Class A Common Stock (19454.914) 19454.914 Indirect
Class B Common Stock $ Class A Common Stock (142764) 142764 Direct

Footnotes

F1: Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.

F2: The reporting person is the sole beneficiary of a trust which sold $10 million worth of Teebank limited partnership interests.

F3: As of the reporting date, Teebank has engaged a valuation firm to conduct an appraisal of its limited partnership units. The reporting person expects to file an amendment to this Form 4 upon receipt of that appraisal to disclose the number of issuer securities that were the subject of this transaction.

F4: Jaytee Properties Limited Partnership is a family limited partnership of which the Jean S. Trager Trust is a general partner and Jean S. Trager is a limited partner. The reporting person disclaims beneficial ownership of the reported securities except to the extnet of her pecuniary interest therein.

F5: This amount includes 937.584 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.

F6: Conversion from Class B Common Stock to Class A Common Stock is on a share-for-share basis.

F7: Immediate.

F8: None.

F9: This amount includes 210.082 shares which were incorrectly excluded from the reporting person's Form 5 filed for the Issuer's fiscal year ended December 31, 2011.