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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2012
Feb 14, 2012
31973_dirs_2012-02-14_278f6855-0e0f-4352-929d-d385d357f1ef.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2011-12-31
Reporting Person: Trager Jean S (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-06 | Class A Common Stock | G | 13508 | — | Disposed | 278800 | Indirect |
| 2011-08-01 | Class A Common Stock | G | 291588.546 | — | Disposed | 107359.042 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 7125.638 | — | Disposed | 100233.404 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 2137.69 | — | Acquired | 102371.094 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-01 | Class B Common Stock | $ | G | 65335.66 | Disposed | Class A Common Stock (65335.66) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 1596.626 | Disposed | Class A Common Stock (1596.626) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 478.988 | Acquired | Class A Common Stock (478.988) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3810966.706 | Indirect |
| Class A Common Stock | 6566 | Indirect |
| Class A Common Stock | 3029.49 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (499676.67) | 499676.67 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (671583) | 671583 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (142764) | 142764 | Direct |
Footnotes
F1: Includes 230 shares distributed to the reporting person's spouse from the Issuer's ESOP.
F2: Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which Jean S. Trager is a limited partner, and the Jean S. Trager Trust is a general partner. The reporting person is reporting the shares of the family limited partnership only to the extent of their pecuniary interest therein.
F3: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership of which Jean S. Trager is a limited partner, and the Jean S. Trager Trust is a general partner. The reporting person is reporting the shares of the family limited partnership only to the extent of their pecuniary interest therein.
F4: Gifts reported herein consisted of units representing an interest in the assets of Jaytee.
F5: Gifts reported herein were to trusts for the benefit of the reporting person's grandchildren, of which the reporting person's spouse is the trustee. The gifts consisted of units representing an interest in the assets of Jaytee.
F6: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F7: Immediate.
F8: None.
F9: Does not include 0.5 fractional share of Class B Common Stock previously reported as held by the Issuer's 401(k) plan for the benefit of the reporting person's spouse, which fractional share was removed by the plan administrator in 2011.