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REPUBLIC BANCORP INC /KY/ — Director's Dealing 2012
Feb 14, 2012
31973_dirs_2012-02-14_c741cbd0-f3d9-43de-b52b-95bc94a2e2a6.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: REPUBLIC BANCORP INC /KY/ (RBCAA)
CIK: 0000921557
Period of Report: 2011-12-31
Reporting Person: TRAGER STEVE (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-29 | Class A Common Stock | G | 4125 | — | Disposed | 81276 | Direct |
| 2011-08-01 | Class A Common Stock | G | 58317.709 | — | Acquired | 239834.674 | Indirect |
| 2011-08-01 | Class A Common Stock | G | 58317.709 | — | Acquired | 298152.383 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 862.581 | — | Acquired | 299014.964 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 1068.845 | — | Acquired | 300083.809 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 1068.845 | — | Acquired | 301152.654 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 2137.690 | — | Disposed | 299014.964 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 1068.845 | — | Acquired | 300083.809 | Indirect |
| 2011-11-01 | Class A Common Stock | G | 1068.845 | — | Acquired | 301152.654 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-01 | Class B Common Stock | $ | G | 13067.132 | Acquired | Class A Common Stock (13067.132) | Indirect | |
| 2011-08-01 | Class B Common Stock | $ | G | 13067.132 | Acquired | Class A Common Stock (13067.132) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 193.275 | Acquired | Class A Common Stock (193.275) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 239.494 | Acquired | Class A Common Stock (239.494) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 239.494 | Acquired | Class A Common Stock (239.494) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 478.988 | Disposed | Class A Common Stock (478.988) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 239.494 | Acquired | Class A Common Stock (239.494) | Indirect | |
| 2011-11-01 | Class B Common Stock | $ | G | 239.494 | Acquired | Class A Common Stock (239.494) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1733949.506 | Indirect |
| Class A Common Stock | 7748 | Indirect |
| Class A Common Stock | 7573 | Indirect |
| Class A Common Stock | 4341.7304 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B Common Stock | $ | Class A Common Stock (227347.59) | 227347.59 | Indirect | |
| Class B Common Stock | $ | Class A Common Stock (17014) | 17014 | Direct | |
| Class B Common Stock | $ | Class A Common Stock (1214.5) | 1214.5 | Indirect |
Footnotes
F1: Teebank Family Limited Partnership ("Teebank") is a family limited partnership of which the reporting person is general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's two children are limited partners. The reporting person disclaims beneficial ownership of the reported securites except to the extent of his pecuniary interest therein.
F2: Jaytee Properties Limited Partnership ("Jaytee") is a family limited partnership of which the reporting person is general partner and a limited partner and of which trusts for the benefit of, among others, the reporting person and the reporting person's two children are limited partners. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: Gifts reported herein consisted of units representing an interest in the assets of Jaytee.
F4: The reporting person gifted partnership units representing an interest in the assets of Jaytee to irrevocable trusts for the benefit of his two children.
F5: The reporting person disclaims beneficial ownership of these securities, and the report shall not be deemed an admission that the reporting person is the beneficial owner of such securities.
F6: Conversion from Class B Common Stock to Class A Common Stock is on a share for share basis.
F7: Immediate.
F8: None.