ReposiTrak, Inc.

Regulatory Filings • Jul 28, 2017

8-K 1 pcyg8k_july252017.htm FORM 8-K Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation SEC Connect

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

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FORM 8-K

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CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 25, 2017

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PARK CITY GROUP, INC.

(Exact name of Registrant as specified in its Charter)

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Nevada	001-34941	37-1454128
(State
or other jurisdiction of
incorporation)	(Commission
File No.)	(IRS
Employer Identification
No.)

| 299 South Main
Street, Suite 2225, Salt Lake City, Utah 84111 |
| --- |
| (Address
of principal executive offices) |
| (435)
645-2000 |
| (Registrant’s
Telephone Number) |
| Not
Applicable |
| (Former
name or address, if changed since last report) |

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 3.03 Material Modification to Rights of Security Holders.

On July 25, 2017, Park City Group, Inc. (the “ Company ”) received confirmation that Amendment No. 1 to the First Amended and Restated Certificate of Designation of the Relative Rights, Powers and Preferences of the Series B-1 Preferred Stock (the “ B-1 Amendment ”) was filed with the Nevada Secretary of State, effective July 21, 2017. The B-1 Amendment increases the number of shares of the Company’s preferred stock, par value $0.01 per share, designated as Series B-1 Preferred Stock from 400,000 to 550,000 shares.

A copy of the B-1 Amendment is attached hereto as Exhibit 4.1, and is incorporated by reference herein. The foregoing description of the B-1 Amendment does not purport to be complete, and is qualified in its entirety by reference to Exhibit 4.1.

Item 9.01 Financial Statements and Exhibits.

See Exhibit Index.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| /s/
Edward L. Clissold |
| --- |
| Edward
L. Clissold |
| General
Counsel, Secretary |

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EXHIBIT INDEX

Exhibit Number	Description
4.1	Amendment
No. 1 to the First Amended and Restated Certificate of Designation
of the Relative Rights, Powers and Preferences of the Series B-1
Preferred Stock of Park City Group, Inc.

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