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ReposiTrak, Inc. — Director's Dealing 2014
Jan 21, 2014
33340_dirs_2014-01-21_93daf63f-62aa-40c9-b29b-27da466f2611.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PARK CITY GROUP INC (PCYG)
CIK: 0000050471
Period of Report: 2014-01-03
Reporting Person: FIELDS RANDALL K (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-03 | Common Stock | J | 584 | $6.42 | Acquired | 3950653 | Direct |
| 2014-01-07 | Common Stock | G | 2503 | $9.99 | Disposed | 3948150 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 651152 | Indirect |
| Common Stock | 30667 | Indirect |
| Common Stock | 243253 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Convertible Preferred Stock | $10 | Common Stock (874065) | 349626 | Indirect | |
| Series B Convertible Preferred Stock | $10 | Common Stock (25000) | 10000 | Indirect | |
| Warrant | $3.60 | 2018-03-14 | Common Stock (6875) | 6875 | Direct |
Footnotes
F1: Shares were issued in lieu of cash compensation at a 15% discount to fair market value, pursuant to the Company's Employee Stock Purchase Plan.
F2: Series B Convertible Preferred Stock remains convertible so long as the shares remain issued and outstanding.
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