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ReposiTrak, Inc. — Director's Dealing 2004
Apr 8, 2004
33340_dirs_2004-04-08_a4e7bc90-3351-4690-b749-28ccc91ee88d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: PARK CITY GROUP INC (PKCY)
CIK: 0000050471
Period of Report: 2003-06-30
Reporting Person: AW FIELDS ACQUISITION LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-03-07 | Common Stock | J | 8625000 | — | Acquired | 28750001 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-03-07 | Warrant to Purchase Common Stock | $0.07 | J | 0 | Acquired | 2005-03-27 | Common Stock () | Direct |
Footnotes
F1: These shares were issued pursuant to section 5.4 of the securities purchase agreement dated March 27, 2002 between the Reporting Person and the Issuer (the "SPA").
F2: Pursuant to sections 2 and 9 of the Warrant to Purchase Common Stock (the "Warrant") issued by the Issuer to the Reporting Person on June 11, 2002 pursuant to the SPA, the exercise price at which the Warrant may be exercised was reduced from $0.10 to $0.07, and the number of shares issuable upon exercise of the Warrant increased from 20,125,001 to 28,750,001.