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Replimune Group, Inc. — Major Shareholding Notification 2019
Feb 13, 2019
33193_mrq_2019-02-13_ad66b929-ac77-427c-a259-ff76e35f8d21.zip
Major Shareholding Notification
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SC 13G 1 tv513454_sc13g.htm SCHEDULE 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _____)*
REPLIMUNE GROUP, INC.
(Name of Issuer)
COMMON STOCK, $0.001 PAR VALUE
(Title of Class of Securities)
76029N106
(CUSIP Number)
December 31, 2018
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 76029N106 Page 2 of 8 Pages
| 1. | Name of Reporting Persons Atlas Venture Fund X, L.P. |
|---|---|
| 2. | Check the Appropriate Box if a Member of a |
| Group (See Instructions) (a) ¨ (b) x | |
| 3. | SEC USE ONLY |
| 4. | Citizenship or Place of Organization Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Sole Voting Power 0 |
|---|---|
| 6. | Shared Voting Power 4,453,386 1 |
| 7. | Sole Dispositive Power 0 |
| 8. | Shared Dispositive Power 4,453,386 1 |
| 9. | Aggregate Amount Beneficially Owned by
Each Reporting Person 4,453,386 1 |
| --- | --- |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
| 11. | Percent of Class Represented by Amount
in Row (9) 14.1% 2 |
| 12. | Type of Reporting Person (See Instructions) PN |
(1) As described in Item 5 below, Atlas Venture Fund X, L.P., a Delaware limited partnership (“Atlas X”), Atlas Venture Associates X, L.P., a Delaware limited partnership (“AVA X LP”) and Atlas Venture Associates X, LLC, a Delaware limited liability company (“AVA X LLC” and together with Atlas X and AVA X LP, the “Reporting Persons”) beneficially own 4,453,386 shares of the Issuer’s Common Stock. All of these shares are directly held by Atlas X. AVA X LP is the general partner of Atlas X and AVA X LLC is the general partner of AVA X LP. Each of AVA X LP and AVA X LLC has voting and dispositive power over the shares held by Atlas X. As such, each of the Reporting Persons share voting and dispositive power with respect to the shares held by Atlas X.
(2) This percentage is calculated based upon 31,553,672 outstanding shares of Common Stock of the Issuer as of November 12, 2018, as reported in the Issuer’s quarterly report on Form 10-Q for the quarter ended September 30, 2018 and filed with the Securities and Exchange Commission on November 14, 2018.
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CUSIP No. 76029N106 Page 3 of 8 Pages
| 1. | Name of Reporting Persons Atlas Venture Associates X, L.P. |
|---|---|
| 2. | Check the Appropriate Box if a Member of a |
| Group (See Instructions) (a) ¨ (b) x | |
| 3. | SEC USE ONLY |
| 4. | Citizenship or Place of Organization Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Sole Voting Power 0 |
|---|---|
| 6. | Shared Voting Power 4,453,386 1 |
| 7. | Sole Dispositive Power 0 |
| 8. | Shared Dispositive Power 4,453,386 1 |
| 9. | Aggregate Amount Beneficially Owned by
Each Reporting Person 4,453,386 1 |
| --- | --- |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
| 11. | Percent of Class Represented by Amount
in Row (9) 14.1% 2 |
| 12. | Type of Reporting Person (See Instructions) PN |
(1) As described in Item 5 below, Atlas Venture Fund X, L.P., a Delaware limited partnership (“Atlas X”), Atlas Venture Associates X, L.P., a Delaware limited partnership (“AVA X LP”) and Atlas Venture Associates X, LLC, a Delaware limited liability company (“AVA X LLC” and together with Atlas X and AVA X LP, the “Reporting Persons”) beneficially own 4,453,386 shares of the Issuer’s Common Stock. All of these shares are directly held by Atlas X. AVA X LP is the general partner of Atlas X and AVA X LLC is the general partner of AVA X LP. Each of AVA X LP and AVA X LLC has voting and dispositive power over the shares held by Atlas X. As such, each of the Reporting Persons share voting and dispositive power with respect to the shares held by Atlas X.
(2) This percentage is calculated based upon 31,553,672 outstanding shares of Common Stock of the Issuer as of November 12, 2018, as reported in the Issuer’s quarterly report on Form 10-Q for the quarter ended September 30, 2018 and filed with the Securities and Exchange Commission on November 14, 2018.
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CUSIP No. 76029N106 Page 4 of 8 Pages
| 1. | Name of Reporting Persons Atlas Venture Associates X, LLC |
|---|---|
| 2. | Check the Appropriate Box if a Member of a |
| Group (See Instructions) (a) ¨ (b) x | |
| 3. | SEC USE ONLY |
| 4. | Citizenship or Place of Organization Delaware |
| Number of Shares Beneficially Owned by Each Reporting Person With: | Sole Voting Power 0 |
|---|---|
| 6. | Shared Voting Power 4,453,386 1 |
| 7. | Sole Dispositive Power 0 |
| 8. | Shared Dispositive Power 4,453,386 1 |
| 9. | Aggregate Amount Beneficially Owned by
Each Reporting Person 4,453,386 1 |
| --- | --- |
| 10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) ¨ |
| 11. | Percent of Class Represented by Amount
in Row (9) 14.1% 2 |
| 12. | Type of Reporting Person (See Instructions) OO |
(1) As described in Item 5 below, Atlas Venture Fund X, L.P., a Delaware limited partnership (“Atlas X”), Atlas Venture Associates X, L.P., a Delaware limited partnership (“AVA X LP”) and Atlas Venture Associates X, LLC, a Delaware limited liability company (“AVA X LLC” and together with Atlas X and AVA X LP, the “Reporting Persons”) beneficially own 4,453,386 shares of the Issuer’s Common Stock. All of these shares are directly held by Atlas X. AVA X LP is the general partner of Atlas X and AVA X LLC is the general partner of AVA X LP. Each of AVA X LP and AVA X LLC has voting and dispositive power over the shares held by Atlas X. As such, each of the Reporting Persons share voting and dispositive power with respect to the shares held by Atlas X.
(2) This percentage is calculated based upon 31,553,672 outstanding shares of Common Stock of the Issuer as of November 12, 2018, as reported in the Issuer’s quarterly report on Form 10-Q for the quarter ended September 30, 2018 and filed with the Securities and Exchange Commission on November 14, 2018.
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CUSIP No. 76029N106 Page 5 of 8 Pages
Item 1(a) Name of Issuer
Replimune Group, Inc. (the “Issuer”)
Item 1(b) Address of Issuer's Principal Executive Offices
18 Commerce Way
Woburn, MA 01801
Item 2(a) Name of Person Filing
This Schedule 13G is filed by (i) Atlas Venture Fund X, L.P., a Delaware limited partnership (“Atlas X”), (ii) Atlas Venture Associates X, L.P., a Delaware limited partnership (“AVA X LP”) and (iii) Atlas Venture Associates X, LLC, a Delaware limited liability company (“AVA X LLC” and together with Atlas X and AVA X LP, the “Reporting Persons”).
Item 2(b) Address of Principal Business Office or, if none, Residence
400 Technology Square, 10th Floor
Cambridge, Massachusetts 02139.
Item 2(c) Citizenship
Each of Atlas X and AVA X LP is a Delaware limited partnership. AVA X LLC is a Delaware limited liability company.
Item 2(d) Title of Class of Securities
Common Stock, $0.001 par value
Item 2(e) CUSIP Number
76029N106
Item 3
Not applicable.
Item 4 Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1
(a) Amount beneficially owned: Atlas X is the record owner of 4,453,386 shares of Common Stock. AVA X LP is the general partner of Atlas X and AVA X LLC is the general partner of AVA X LP. Each of Atlas X, AVA X LP and AVA X LLC has shared voting and dispositive power over the shares held by Atlas X. As such, each of Atlas X, AVA X LP and AVA X LLC may be deemed to beneficially own the shares held by Atlas X.
(b) Percent of class: Each of the Reporting Persons may be deemed to beneficially own 14.1% of the Issuer’s outstanding Common Stock, which percentage is calculated based upon 31,553,672 outstanding shares of Common Stock of the Issuer as of November 12, 2018, as reported in the Issuer’s quarterly report on Form 10-Q for the quarter ended September 30, 2018 and filed with the Securities and Exchange Commission on November 14, 2018.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: None of the Reporting Persons have the sole power to direct the vote of the Common Stock.
(ii) Shared power to vote or to direct the vote: Each Reporting Person shares power to vote or direct the vote of 4,453,386 shares of Common Stock.
(iii) Sole power to dispose or to direct the disposition of: None of the Reporting Persons have the sole power to dispose or to direct the disposition of the Common Stock.
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CUSIP No. 76029N106 Page 6 of 8 Pages
(iv) Shared power to dispose or to direct the disposition of: Each Reporting Person shares power to dispose or to direct the disposition of 4,453,386 shares of Common Stock.
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ¨
Item 6 Ownership of More than Five Percent of Another Person
Not applicable.
Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
Not applicable.
Item 8 Identification and Classification of Members of the Group
Not applicable.
Item 9 Notice of Dissolution of Group
Not applicable.
Item 10 Certification
Not applicable.
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CUSIP No. 76029N106 Page 7 of 8 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2019.
| ATLAS VENTURE FUND X, L.P. | |
|---|---|
| By: Atlas Venture Associates X, L.P., its general partner | |
| By: Atlas Venture Associates X, LLC, its general partner | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
| ATLAS VENTURE ASSOCIATES X, L.P. | |
| By: Atlas Venture Associates X, LLC, its general partner | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
| ATLAS VENTURE ASSOCIATES X, LLC | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
EXHIBITS
A: Joint Filing Statement
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Exhibit A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Replimune Group, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
IN WITNESS WHEREOF, the undersigned have executed this Joint Filing Agreement as of February 13, 2019.
| ATLAS VENTURE FUND X, L.P. | |
|---|---|
| By: Atlas Venture Associates X, L.P., its general partner | |
| By: Atlas Venture Associates X, LLC, its general partner | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
| ATLAS VENTURE ASSOCIATES X, L.P. | |
| By: Atlas Venture Associates X, LLC, its general partner | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
| ATLAS VENTURE ASSOCIATES X, LLC | |
| By: | /s/ Ommer Chohan |
| Name: | Ommer Chohan |
| Title: | CFO |
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