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Replimune Group, Inc. Director's Dealing 2022

Mar 17, 2022

33193_dirs_2022-03-16_60be83f3-dc22-4df7-a662-c9b6cdf9740c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Replimune Group, Inc. (REPL)
CIK: 0001737953
Period of Report: 2022-03-14

Reporting Person: Omega Fund IV, L.P. (10% Owner)
Reporting Person: Omega Fund IV GP, L.P. (10% Owner)
Reporting Person: Omega Fund IV G.P. Manager, Ltd. (10% Owner)
Reporting Person: Stampacchia Otello (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-14 Common Stock M 16500 $9.78 Acquired 4779880 Indirect
2022-03-14 Common Stock S 16500 $15.42 Disposed 4763380 Indirect
2022-03-15 Common Stock S 45000 $15.64 Disposed 4718380 Direct
2022-03-16 Common Stock S 6238 $15.31 Disposed 4712142 Direct
2022-03-16 Common Stock S 38762 $15.55 Disposed 4673380 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-14 Non-Qualified Stock Options $9.78 M 16500 Disposed 2030-04-01 Common Stock (16500) Indirect

Footnotes

F1: The reported securities are held directly by Omega Fund IV, L.P. ("Omega IV"). The reported securities may be deemed to be beneficially owned by each of Omega Fund IV GP, L.P. ("Omega IV GP"), as the general partner of Omega IV, and Omega Fund IV GP Manager, Ltd. ("Omega IV GP Manager"), as the general partner of Omega IV GP. Otello Stampacchia and Anne-Mari Paster are all the shareholders and directors of Omega IV GP Manager and have shared voting and investment power over the shares held by Omega IV. Each of Omega IV GP, Omega Fund IV GP Manager and the Omega Directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or their pecuniary interest therein, if any.

F2: The reported securities are held directly by Otello Stampacchia, a shareholder and director of Omega Fund IV GP Manager.

F3: Stock options vested 100% on April 1, 2021.