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Replimune Group, Inc. — Director's Dealing 2021
Jan 16, 2021
33193_dirs_2021-01-15_dff74a19-937c-4397-b8a2-71541b3ca8ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Replimune Group, Inc. (REPL)
CIK: 0001737953
Period of Report: 2021-01-13
Reporting Person: Franchi Jean M. (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | M | 100 | $14.08 | Acquired | 100 | Direct |
| 2021-01-13 | Common Stock | S | 100 | $44.19 | Disposed | 0 | Direct |
| 2021-01-14 | Common Stock | M | 14900 | $14.08 | Acquired | 14900 | Direct |
| 2021-01-14 | Common Stock | S | 14300 | $44.55 | Disposed | 600 | Direct |
| 2021-01-14 | Common Stock | S | 600 | $44 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Employee Stock Option (right to buy) | $14.08 | M | 100 | Disposed | 2029-12-09 | Common Stock (100) | Direct |
| 2021-01-14 | Employee Stock Option (right to buy) | $14.08 | M | 14900 | Disposed | 2029-12-09 | Common Stock (14900) | Direct |
Footnotes
F1: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on November 13, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.
F2: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.01 to $45.00. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The reporting person continues to hold options to acquire 196,350 shares of the Issuer's common stock, 8,750 of which are exercisable as of the date hereof.
F4: 25% of the shares underlying this stock option vested on December 9, 2020, the remainder of the shares underlying this stock option will continue to vest in approximately equal monthly installments thereafter until December 9, 2023.