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Replimune Group, Inc. Director's Dealing 2021

Jan 20, 2021

33193_dirs_2021-01-19_18cb28c2-bfe1-4f72-906c-dbadf00634dd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Replimune Group, Inc. (REPL)
CIK: 0001737953
Period of Report: 2021-01-14

Reporting Person: Esposito Pamela (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-14 Common Stock M 20000 $1.01 Acquired 195994 Direct
2021-01-14 Common Stock S 20000 $45.02 Disposed 175994 Direct
2021-01-15 Common Stock M 29273 $1.01 Acquired 205267 Direct
2021-01-15 Common Stock S 29273 $43.58 Disposed 175994 Direct
2021-01-19 Common Stock M 5727 $1.01 Acquired 181721 Direct
2021-01-19 Common Stock S 600 $43.24 Disposed 181121 Direct
2021-01-19 Common Stock S 5127 $42.38 Disposed 175994 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-14 Employee Stock Option (right to buy) $1.01 M 20000 Disposed 2025-11-01 Common Stock (20000) Direct
2021-01-15 Employee Stock Option (right to buy) $1.01 M 29273 Disposed 2025-11-01 Common Stock (29273) Direct
2021-01-19 Employee Stock Option (right to buy) $1.01 M 5727 Disposed 2025-11-01 Common Stock (5727) Direct

Footnotes

F1: The sales reported on this Form 4 were made by the reporting person pursuant to a trading plan adopted on December 14, 2020 that is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended.

F2: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.88 to $43.86. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: The price reported reflects a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.76. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Following the sales reported on this Form 4, the reporting person continues to beneficially own 175,994 shares of the Issuer's common stock. The reporting person also holds options to acquire an aggregate of 497,852 shares of the Issuer's common stock, 458,852 of which are exercisable as of the date hereof.

F5: The reporting person was granted an option to purchase 149,203 shares of the Issuer's common stock on November 1, 2015. All of the shares underlying such stock option have vested and are exercisable as of the date hereof.