Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Replimune Group, Inc. Director's Dealing 2020

Dec 10, 2020

33193_dirs_2020-12-09_e9e5feac-04ba-4827-983f-295aa76c8289.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Replimune Group, Inc. (REPL)
CIK: 0001737953
Period of Report: 2020-12-07

Reporting Person: Rhodes Jason P (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-07 Common Stock S 8636 $45.46 Disposed 2477660 Indirect
2020-12-07 Common Stock S 23174 $45.97 Disposed 2454486 Indirect
2020-12-07 Common Stock S 1222 $46.91 Disposed 2453264 Indirect
2020-12-07 Common Stock S 2962 $45.45 Disposed 1097038 Indirect
2020-12-07 Common Stock S 26713 $46.06 Disposed 1070325 Indirect
2020-12-07 Common Stock S 2322 $46.93 Disposed 1068003 Indirect
2020-12-07 Common Stock S 748 $45.46 Disposed 37822 Indirect
2020-12-07 Common Stock S 2007 $45.97 Disposed 35815 Indirect
2020-12-07 Common Stock S 106 $46.91 Disposed 35709 Indirect
2020-12-08 Common Stock S 7001 $46.02 Disposed 2446263 Indirect
2020-12-08 Common Stock S 33133 $46.94 Disposed 2413130 Indirect
2020-12-08 Common Stock S 19620 $46.14 Disposed 1048383 Indirect
2020-12-08 Common Stock S 45027 $46.89 Disposed 1003356 Indirect
2020-12-08 Common Stock S 606 $46.02 Disposed 35103 Indirect
2020-12-08 Common Stock S 2869 $46.94 Disposed 32234 Indirect
2020-12-09 Common Stock S 1745 $42.51 Disposed 2411385 Indirect
2020-12-09 Common Stock S 17883 $43.36 Disposed 2393502 Indirect
2020-12-09 Common Stock S 7330 $44.69 Disposed 2386172 Indirect
2020-12-09 Common Stock S 1747 $45.32 Disposed 2384425 Indirect
2020-12-09 Common Stock S 603 $42.51 Disposed 1002753 Indirect
2020-12-09 Common Stock S 6183 $43.36 Disposed 996570 Indirect
2020-12-09 Common Stock S 2535 $44.69 Disposed 994035 Indirect
2020-12-09 Common Stock S 604 $45.32 Disposed 993431 Indirect
2020-12-09 Common Stock S 100 $46.47 Disposed 993331 Indirect
2020-12-09 Common Stock S 151 $42.51 Disposed 32083 Indirect
2020-12-09 Common Stock S 1549 $43.36 Disposed 30534 Indirect
2020-12-09 Common Stock S 635 $44.69 Disposed 29899 Indirect
2020-12-09 Common Stock S 151 $45.32 Disposed 29748 Indirect

Footnotes

F1: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.71 to
$45.708 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in
footnotes (2), (5), (6), (7), (9), (10), (12), (13), (14), (15), (16) and (17).

F3: The shares reported herein give effect to the pro rata distribution of shares by Atlas Venture Fund X, L.P. ("Atlas Venture Fund X") for no additional
consideration to its limited and general partner, Atlas Venture Associates X, L.P. ("AVA X LP") subsequent to the Reporting Person's last Section 16 filing reporting ownership of the Issuer's Common Stock. As the distributions
of such shares constituted only a change in the form of the Reporting Person's indirect ownership in such shares, the Reporting Person was not
required to report these distributions pursuant to Section 16.

F4: The shares are held directly by Atlas Venture Fund X. The general partner of Atlas Venture Fund X is AVA X LP. Atlas Venture Associates X, LLC ("AVA X LLC") is the general partner of AVA X LP. The Reporting Person is a member of AVA X LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund X, except to the extent of his pecuniary interest therein, if any.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.71 to
$46.67 inclusive.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.71 to
$47.19 inclusive.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.71 to $45.70 inclusive.

F8: The shares are held directly by Atlas Venture Opportunity Fund I, L.P. ("Atlas Venture Opportunity Fund I"). The general partner of Atlas Venture Opportunity Fund I is Atlas Venture Associates Opportunity I, L.P. ("AVAO I LP"). Atlas Venture Associates Opportunity I, LLC ("AVAO I LLC") is the general partner of AVAO I LP. The Reporting Person is a member of AVAO I LLC and disclaims beneficial ownership of such securities held by Atlas Venture Opportunity Fund I, except to the extent of his pecuniary interest therein, if any.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.71 to $46.68 inclusive.

F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.71 to $47.23 inclusive.

F11: The shares are held directly by AVA X LP. The Reporting Person is a member of AVA X LLC and disclaims beneficial ownership of such securities held by AVA X LP, except to the extent of his pecuniary interest therein, if any.

F12: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.52 to $46.42 inclusive.

F13: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.55 to $47.45 inclusive.

F14: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.95 to $42.91 inclusive.

F15: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.97 to $43.94 inclusive.

F16: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.07 to $45.06 inclusive.

F17: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.07 to $45.96 inclusive.