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REPLIGEN CORP — Director's Dealing 2021
Mar 13, 2021
30826_dirs_2021-03-12_ea44c7c3-5b8d-497c-bf0e-b4eaa56336cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2021-03-10
Reporting Person: KURIYEL RALF (Senior VP, R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-10 | Common Stock | M | 2000 | $33.05 | Acquired | 27265 | Direct |
| 2021-03-10 | Common Stock | M | 5850 | $33.87 | Acquired | 33115 | Direct |
| 2021-03-10 | Common Stock | M | 150 | $59.52 | Acquired | 33265 | Direct |
| 2021-03-10 | Common Stock | S | 6354 | $190.08 | Disposed | 26911 | Direct |
| 2021-03-10 | Common Stock | S | 642 | $191.33 | Disposed | 26269 | Direct |
| 2021-03-10 | Common Stock | S | 1004 | $192.13 | Disposed | 25265 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-10 | Stock Option (Right to Buy) | $33.05 | M | 2000 | Disposed | 2026-12-14 | Common Stock (2000) | Direct |
| 2021-03-10 | Stock Option (Right to Buy) | $33.87 | M | 5850 | Disposed | 2028-03-01 | Common Stock (5850) | Direct |
| 2021-03-10 | Stock Option (Right to Buy) | $59.52 | M | 150 | Disposed | 2029-02-28 | Common Stock (150) | Direct |
Footnotes
F1: $190.08 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.79 to $190.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: $191.33 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.79 to $191.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: $192.13 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.86 to $192.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: 8,000 of the shares underlying this option have vested. The remaining 2,000 shares shall vest on December 14, 2021.
F5: This option is fully vested and exercisable.
F6: 2,707 of the shares underlying this option have vested. The remaining 1,354 shares shall vest on February 28, 2022.