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REPLIGEN CORP — Director's Dealing 2020
May 22, 2020
30826_dirs_2020-05-21_207937c5-341d-4648-8059-210671fd5c07.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2020-05-13
Reporting Person: DAWES KAREN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-13 | Common Stock | A | 722 | $0.00 | Acquired | 121556 | Direct |
| 2020-05-18 | Common Stock | S | 712 | $135.76 | Disposed | 120844 | Direct |
| 2020-05-18 | Common Stock | S | 160 | $136.92 | Disposed | 120684 | Direct |
| 2020-05-18 | Common Stock | S | 269 | $138.60 | Disposed | 120415 | Direct |
| 2020-05-18 | Common Stock | S | 122 | $139.32 | Disposed | 120293 | Direct |
| 2020-05-18 | Common Stock | S | 180 | $140.62 | Disposed | 120113 | Direct |
| 2020-05-18 | Common Stock | S | 77 | $141.45 | Disposed | 120036 | Direct |
| 2020-05-18 | Common Stock | S | 80 | $142.45 | Disposed | 119956 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-13 | Stock Option (Right to Buy) | $128.18 | A | 1761 | Acquired | 2030-05-13 | Common Stock (1761) | Direct |
Footnotes
F1: Ms. Dawes was awarded 722 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The restricted stock units vest on May 13, 2021. The restricted stock units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table I as allowed per SEC guidance.
F2: Sale of common stock was effected pursuant to a 10(b)5-1 trading plan adopted on March 19, 2020.
F3: $135.76 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.26 to $136.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: $138.60 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.94 to $138.84, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F5: $139.32 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.11 to $139.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F6: $140.62 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.21 to $140.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F7: $141.45 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.42 to $142.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F8: Award vests in full one year from grant date on May 13, 2021.