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REPLIGEN CORP — Director's Dealing 2019
Jun 20, 2019
30826_dirs_2019-06-19_2c68d23a-4f60-49bd-b021-c4253d7791f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2019-06-17
Reporting Person: DAWES KAREN A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-17 | Common Stock | M | 20000 | $4.96 | Acquired | 118329 | Direct |
| 2019-06-17 | Common Stock | S | 1295 | $77.35 | Disposed | 117034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-17 | Stock Options (Right to Buy) | $4.96 | M | 20000 | Disposed | 2019-09-11 | Common Stock (20000) | Direct |
Footnotes
F1: Sale of common stock to cover the exercise price and a portion of the tax liability resulting from the exercise of Ms. Dawes's stock options was allowed pursuant to an exception to a lock-up agreement, signed by Ms. Dawes on April 26, 2019 in connection with the public offering of the Company's common stock.
F2: $77.35 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.24 to $77.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: This option is currently exercisable.