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REPLIGEN CORP — Director's Dealing 2018
Mar 6, 2018
30826_dirs_2018-03-05_e5273c6a-a949-4683-8e9e-9960eb0c6297.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2018-03-01
Reporting Person: Hunt Anthony (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-01 | Common Stock | A | 38382 | $0.00 | Acquired | 113170 | Direct |
| 2018-03-01 | Common Stock | A | 147623 | $0.00 | Acquired | 260793 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-01 | Stock Option (Right to Buy) | $33.87 | A | 74246 | Acquired | 2028-03-01 | Common Stock (74246) | Direct |
| 2018-03-01 | Stock Option (Right to Buy) | $33.87 | A | 285563 | Acquired | 2028-03-01 | Common Stock (285563) | Direct |
Footnotes
F1: Mr. Hunt was awarded 38,382 Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Repligen Corporation's Common Stock.The Restricted Stock Units vest in equal annual installments over a three-year period beginning on the first anniversary of the grant date. The Restricted Stock Units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.
F2: Mr. Hunt was awarded 147,623 Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Repligen Corporation's Common Stock.The Restricted Stock Units vest in equal annual installments over a nine-year period beginning on the first anniversary of the grant date. The Restricted Stock Units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.
F3: The shares vest in equal annual installments over a three-year period beginning on the first anniversary of the grant date.
F4: The shares vest in equal annual installments over a nine-year period beginning on the first anniversary of the grant date.