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REPLIGEN CORP — Director's Dealing 2017
Mar 2, 2017
30826_dirs_2017-03-01_4b713300-a0bb-43d3-816d-1b34bff0f2e7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2017-02-23
Reporting Person: Snodgres Jon (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-23 | Common Stock | A | 9875 | — | Acquired | 27328 | Direct |
| 2017-03-01 | Common Stock | F | 1630 | $32.0693 | Disposed | 25698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-23 | Stock Option (Right to Buy) | $32.32 | A | 19750 | Acquired | 2027-02-23 | Common Stock (19750) | Direct |
Footnotes
F1: Mr. Snodgres was awarded 9,875 Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Repligen Corporation's Common Stock. The Restricted Stock Units vest in equal annual installments over a three-year period beginning on the first anniversary of the grant date. The Restricted Stock Units may be settled only by delivering shares of Repligen Corporation's Common Stock, and thus, the grant is being reported in Table 1 as allowed per SEC guidance.
F2: Payment of tax liability made via forfeiture of 1,630 shares of Common Stock valued at a weighted average price of $32.0693 per share on March 1, 2017.
F3: The shares vest in equal annual installments over a three-year period beginning on the first anniversary of the grant date.