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REPLIGEN CORP — Director's Dealing 2017
Mar 22, 2017
30826_dirs_2017-03-22_1d921e94-b302-465b-9c21-57e7238ec18c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2017-03-20
Reporting Person: Benjamin Howard (VP Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-20 | Common Stock | M | 4968 | $15.91 | Acquired | 36124 | Direct |
| 2017-03-20 | Common Stock | S | 4968 | $34.6103 | Disposed | 31156 | Direct |
| 2017-03-20 | Common Stock | S | 7248 | $34.6316 | Disposed | 23908 | Direct |
| 2017-03-20 | Common Stock | M | 10000 | $6.23 | Acquired | 33908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-20 | Stock Option (Right to Buy) | $15.91 | M | 4968 | Disposed | 2024-02-27 | Common Stock (4968) | Direct |
| 2017-03-20 | Stock Option (Right to Buy) | $6.23 | M | 10000 | Disposed | 2023-02-28 | Common Stock (10000) | Direct |
Footnotes
F1: $34.6103 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.475 to $34.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: $34.6316 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.475 to $34.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: This option is currently exercisable.