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REPLIGEN CORP — Director's Dealing 2014
Jun 10, 2014
30826_dirs_2014-06-10_38cd39a8-f313-4d38-ad27-d9354fd28bd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2014-06-06
Reporting Person: HERLIHY WALTER C (Director, PRESIDENT, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-06 | Common Stock | M | 20000 | $5.87 | Acquired | 582432 | Direct |
| 2014-06-06 | Common Stock | F | 5752 | $20.41 | Disposed | 576680 | Direct |
| 2014-06-06 | Common Stock | M | 10000 | $3.33 | Acquired | 586680 | Direct |
| 2014-06-06 | Common Stock | F | 1632 | $20.41 | Disposed | 585048 | Direct |
| 2014-06-06 | Common Stock | M | 21250 | $6.23 | Acquired | 606298 | Direct |
| 2014-06-06 | Common Stock | F | 6486 | $20.41 | Disposed | 599812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-06 | Stock Option (Right to Buy) | $5.87 | M | 20000 | Disposed | 2018-06-06 | Common Stock (20000) | Direct |
| 2014-06-06 | Stock Option (Right to Buy) | $3.33 | M | 10000 | Disposed | 2020-07-15 | Common Stock (10000) | Direct |
| 2014-06-06 | Stock Option (Right to Buy) | $6.23 | M | 21250 | Disposed | 2023-02-28 | Common Stock (21250) | Direct |
Footnotes
F1: Payment made via forfeiture of 5,752 shares of Common Stock valued at the Closing Price of $20.41 on June 6, 2014.
F2: Payment made via forfeiture of 1,632 shares of Common Stock valued at the Closing Price of $20.41 on June 6, 2014.
F3: Payment made via forfeiture of 6,486 shares of Common Stock valued at the Closing Price of $20.41 on June 6, 2014.
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