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REPLIGEN CORP — Director's Dealing 2013
May 6, 2013
30826_dirs_2013-05-06_8f73ed70-d7c9-4e4b-bc19-7ca2a77be7ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2013-05-03
Reporting Person: HERLIHY WALTER C (Director, PRESIDENT, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-03 | Common Stock | M | 50000 | $3.05 | Acquired | 564916 | Direct |
| 2013-05-03 | Common Stock | F | 17078 | $8.93 | Disposed | 547838 | Direct |
| 2013-05-03 | Common Stock | M | 80000 | $5.87 | Acquired | 627838 | Direct |
| 2013-05-03 | Common Stock | F | 52587 | $8.93 | Disposed | 575251 | Direct |
| 2013-05-03 | Common Stock | M | 20000 | $3.33 | Acquired | 595251 | Direct |
| 2013-05-03 | Common Stock | F | 7458 | $8.93 | Disposed | 587793 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-03 | Stock Option (Right to Buy) | $3.05 | M | 50000 | Disposed | 2014-04-30 | Common Stock (50000) | Direct |
| 2013-05-03 | Stock Option (Right to Buy) | $5.87 | M | 80000 | Disposed | 2018-06-06 | Common Stock (80000) | Direct |
| 2013-05-03 | Stock Option (Right to Buy) | $3.33 | M | 20000 | Disposed | 2020-07-15 | Common Stock (20000) | Direct |
Footnotes
F1: Payment made via forfeiture of 17,078 shares of Common Stock valued at the Closing Price of $8.93 on May 3, 2013.
F2: Payment made via forfeiture of 52,587 shares of Common Stock valued at the Closing Price of $8.93 on May 3, 2013.
F3: Payment made via forfeiture of 7,458 shares of Common Stock valued at the Closing Price of $8.93 on May 3, 2013.
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