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REPLIGEN CORP — Director's Dealing 2013
May 15, 2013
30826_dirs_2013-05-15_0f4e22f6-e955-4b2e-8102-118079dbf01e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: REPLIGEN CORP (RGEN)
CIK: 0000730272
Period of Report: 2013-05-13
Reporting Person: RYAN THOMAS F JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-13 | Common Stock | M | 39000 | $7.56 | Acquired | 100038 | Direct |
| 2013-05-13 | Common Stock | S | 39000 | $9.0419 | Disposed | 61038 | Direct |
| 2013-05-13 | Common Stock | M | 15000 | $1.91 | Acquired | 76038 | Direct |
| 2013-05-13 | Common Stock | S | 15000 | $9.0419 | Disposed | 61038 | Direct |
| 2013-05-14 | Common Stock | M | 15000 | $3.38 | Acquired | 76038 | Direct |
| 2013-05-14 | Common Stock | S | 15000 | $8.9311 | Disposed | 61038 | Direct |
| 2013-05-14 | Common Stock | M | 116 | $3.10 | Acquired | 61154 | Direct |
| 2013-05-14 | Common Stock | S | 116 | $8.95 | Disposed | 61038 | Direct |
| 2013-05-14 | Common Stock | S | 428 | $9.05 | Disposed | 60610 | Direct |
| 2013-05-14 | Common Stock | S | 1611 | $9.07 | Disposed | 58999 | Direct |
| 2013-05-15 | Common Stock | M | 14884 | $3.10 | Acquired | 73883 | Direct |
| 2013-05-15 | Common Stock | S | 14884 | $8.9642 | Disposed | 58999 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | Stock Option (Right to Buy) | $7.56 | M | 39000 | Disposed | 2013-09-10 | Common Stock (39000) | Direct |
| 2013-05-13 | Stock Option (Right to Buy) | $1.91 | M | 15000 | Disposed | 2014-09-21 | Common Stock (15000) | Direct |
| 2013-05-14 | Stock Option (Right to Buy) | $3.38 | M | 15000 | Disposed | 2015-09-15 | Common Stock (15000) | Direct |
| 2013-05-14 | Stock Option (Right to Buy) | $3.10 | M | 116 | Disposed | 2016-09-15 | Common Stock (116) | Direct |
| 2013-05-15 | Stock Option (Right to Buy) | $3.10 | M | 14884 | Disposed | 2016-09-15 | Common Stock (14884) | Direct |
Footnotes
F1: $9.0419 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.03 to $9.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: $8.9311 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $8.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F3: $8.9642 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.