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RE/MAX Holdings, Inc. — Director's Dealing 2015
Dec 22, 2015
32816_dirs_2015-12-22_6c225c69-d2e2-4e4b-87d1-f5e5bb3229f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RE/MAX Holdings, Inc. (RMAX)
CIK: 0001581091
Period of Report: 2015-12-18
Reporting Person: RIHI, Inc. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-18 | Class A Common Stock | C | 675000 | — | Acquired | 675000 | Direct |
| 2015-12-18 | Class A Common Stock | S | 675000 | $36.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-18 | Common Units of RMCO, LLC | $ | C | 675000 | Disposed | Class A Common Stock of RE/MAX Holdings, Inc. (675000) | Direct |
Footnotes
F1: Pursuant to the terms of the Fourth Amended and Restated RMCO, LLC Agreement, common units of RMCO, LLC were redeemed on a one-for-one basis for, at RE/MAX Holdings, Inc.'s option, shares of Class A common stock.
F2: Pursuant to the terms of the Fourth Amended and Restated RMCO, LLC Agreement, common units of RMCO, LLC are redeemable, at the election of the holder, for, at RE/MAX Holdings, Inc.'s option, newly issued shares of Class A common stock of RE/MAX Holdings, Inc. on a one-for-one basis or a cash payment equal to the market price of one share of Class A common stock (subject to customary adjustments, including conversion rate adjustments, underwriting discounts, commissions and adjustments for stock splits, stock dividends and reclassifications).