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RELMADA THERAPEUTICS, INC. — Director's Dealing 2021
Jan 27, 2021
34465_dirs_2021-01-26_057425e7-7522-4861-aa5c-44270f0edd51.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2021-01-22
Reporting Person: TRAVERSA SERGIO (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-22 | Common Stock | M | 4070 | $3.24 | Acquired | 79563 | Direct |
| 2021-01-22 | Common Stock | S | 1736 | $35.44 | Disposed | 77827 | Direct |
| 2021-01-22 | Common Stock | S | 434 | $36.15 | Disposed | 77393 | Direct |
| 2021-01-25 | Common Stock | S | 1300 | $35.29 | Disposed | 76093 | Direct |
| 2021-01-26 | Common Stock | S | 600 | $35.15 | Disposed | 75493 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-22 | Options to purchase common stock | $3.24 | M | 4070 | Disposed | 2027-10-20 | Common Stock (4070) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sales prices range from $35.04 to $35.98 per share, inclusive.
F4: Sales prices range from $36.04 to $36.37 per share, inclusive.
F5: Sales prices range from $35.01 to $35.51 per share, inclusive.
F6: Sales prices range from $35.00 to $35.56 per share, inclusive.
F7: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.
F8: Not applicable.