AI assistant
RELMADA THERAPEUTICS, INC. — Director's Dealing 2021
Jan 29, 2021
34465_dirs_2021-01-29_84d33235-b448-452e-8654-6858fc29a2f3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2021-01-27
Reporting Person: TRAVERSA SERGIO (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-27 | Common Stock | M | 10000 | $3.24 | Acquired | 85493 | Direct |
| 2021-01-27 | Common Stock | S | 4351 | $31.77 | Disposed | 81142 | Direct |
| 2021-01-27 | Common Stock | S | 5549 | $32.86 | Disposed | 75593 | Direct |
| 2021-01-27 | Common Stock | S | 100 | $33.43 | Disposed | 75493 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Options to purchase common stock | $3.24 | M | 10000 | Disposed | 2027-10-20 | Common Stock (10000) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sales prices range from $31.41 to $32.40 per share, inclusive.
F4: Sales prices range from $32.42 to $33.41 per share, inclusive.
F5: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.
F6: Not applicable.