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RELMADA THERAPEUTICS, INC. — Director's Dealing 2021
Feb 4, 2021
34465_dirs_2021-02-04_af22be27-1751-4f6e-864e-eb5a99b342fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2021-02-02
Reporting Person: TRAVERSA SERGIO (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-02 | Common Stock | M | 3278 | $3.24 | Acquired | 92052 | Direct |
| 2021-02-02 | Common Stock | S | 3178 | $35.0754 | Disposed | 88874 | Direct |
| 2021-02-03 | Common Stock | S | 100 | $35 | Disposed | 88874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-02 | Options to purchase common stock | $3.24 | M | 3278 | Disposed | 2027-10-20 | Common Stock (3278) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sales prices range from $35.00 to $35.30 per share, inclusive.
F4: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.
F5: Not applicable.