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RELMADA THERAPEUTICS, INC. — Director's Dealing 2021
Feb 16, 2021
34465_dirs_2021-02-16_54803657-301a-46df-9ec7-591f8d95003f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2021-02-11
Reporting Person: TRAVERSA SERGIO (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-11 | Common Stock | M | 1446 | $3.24 | Acquired | 90220 | Direct |
| 2021-02-11 | Common Stock | S | 1446 | $35.4346 | Disposed | 88774 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-11 | Options to purchase common stock | $3.24 | M | 1446 | Disposed | 2027-10-20 | Common Stock (1446) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b51 trading plan adopted by the reporting person on December 22, 2020.
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sales prices range from $35.14 to $35.96 per share, inclusive.
F4: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.
F5: Not applicable.