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RELMADA THERAPEUTICS, INC. — Director's Dealing 2020
Aug 19, 2020
34465_dirs_2020-08-19_53ba986d-661a-4e5f-bfae-1aa43b9498ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2020-08-18
Reporting Person: CASAMENTO CHARLES J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-18 | Common Stock | M | 26362 | $3.24 | Acquired | 60362 | Direct |
| 2020-08-18 | Common Stock | F | 2189 | $39.03 | Disposed | 58173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-18 | Options to purchase common stock | $3.24 | M | 26362 | Disposed | 2027-10-20 | Common Stock (26362) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21484 | Indirect |
Footnotes
F1: Represents shares of common stock held by a family trust. Mr. Casamento disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that Mr. Casamento is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose.
F2: Reflects 2,189 shares withheld at the market price of $39.03 per share to fund the cashless exercise of 26,362 options owned by Mr. Casamento, which cashless exercise was approved in advance by the Board of Directors.
F3: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.