Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RELMADA THERAPEUTICS, INC. Director's Dealing 2019

Dec 27, 2019

34465_dirs_2019-12-27_7121bcbf-be9f-494b-acfb-280a08c6b02a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2019-12-24

Reporting Person: CASAMENTO CHARLES J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-24 Common Stock M 46484 $3.24 Acquired 46484 Direct
2019-12-24 Common Stock M 21094 $4.60 Acquired 67578 Direct
2019-12-24 Common Stock F 3706 $40.64 Disposed 63872 Direct
2019-12-24 Common Stock F 2388 $40.64 Disposed 61484 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-24 Options to purchase common stock $3.24 M 46484 Disposed 2019-12-26 Common Stock (3706) Direct
2019-12-24 Options to purchase common stock $4.6 M 21094 Disposed 2019-12-26 Common Stock (2388) Direct

Footnotes

F1: Reflects 3,706 shares withheld at the market price of $40.64 per share to fund the cashless exercise of 46,484 options owned by Mr. Casamento, which cashless exercise was approved by the Board of Directors.

F2: Reflects 2,388 shares withheld at the market price of $40.64 per share to fund the cashless exercise of 21,094 options owned by Mr. Casamento, which cashless exercise was approved by the Board of Directors.

F3: The shares of common stock held by Mr. Casamento remain subject to the terms of the Lock-Up Agreement, dated November 21, 2019, between Mr. Casamento and Jefferies LLC, as representative of the several underwriters listed on Schedule A to the Underwriting Agreement, dated December 3, 2019, by and among Jefferies LLC, SVB Leerink LLC and Relmada Therapeutics, Inc.

F4: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.

F5: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.