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RELMADA THERAPEUTICS, INC. — Director's Dealing 2019
Dec 27, 2019
34465_dirs_2019-12-27_7121bcbf-be9f-494b-acfb-280a08c6b02a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RELMADA THERAPEUTICS, INC. (RLMD)
CIK: 0001553643
Period of Report: 2019-12-24
Reporting Person: CASAMENTO CHARLES J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-24 | Common Stock | M | 46484 | $3.24 | Acquired | 46484 | Direct |
| 2019-12-24 | Common Stock | M | 21094 | $4.60 | Acquired | 67578 | Direct |
| 2019-12-24 | Common Stock | F | 3706 | $40.64 | Disposed | 63872 | Direct |
| 2019-12-24 | Common Stock | F | 2388 | $40.64 | Disposed | 61484 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-12-24 | Options to purchase common stock | $3.24 | M | 46484 | Disposed | 2019-12-26 | Common Stock (3706) | Direct |
| 2019-12-24 | Options to purchase common stock | $4.6 | M | 21094 | Disposed | 2019-12-26 | Common Stock (2388) | Direct |
Footnotes
F1: Reflects 3,706 shares withheld at the market price of $40.64 per share to fund the cashless exercise of 46,484 options owned by Mr. Casamento, which cashless exercise was approved by the Board of Directors.
F2: Reflects 2,388 shares withheld at the market price of $40.64 per share to fund the cashless exercise of 21,094 options owned by Mr. Casamento, which cashless exercise was approved by the Board of Directors.
F3: The shares of common stock held by Mr. Casamento remain subject to the terms of the Lock-Up Agreement, dated November 21, 2019, between Mr. Casamento and Jefferies LLC, as representative of the several underwriters listed on Schedule A to the Underwriting Agreement, dated December 3, 2019, by and among Jefferies LLC, SVB Leerink LLC and Relmada Therapeutics, Inc.
F4: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.
F5: The options vest from the date of grant in equal quarterly increments of 6.25% over a four year period.