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Relay Therapeutics, Inc. — Director's Dealing 2020
Jul 21, 2020
32320_dirs_2020-07-21_e209fa31-7aeb-41d8-95cb-06a90b5869a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Relay Therapeutics, Inc. (RLAY)
CIK: 0001812364
Period of Report: 2020-07-20
Reporting Person: Picularium, LLC (10% Owner)
Reporting Person: SHAW DAVID E (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-07-20 | Common Stock, par value $0.001 per share | C | 3281253 | — | Acquired | 3281253 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-07-20 | Series A Preferred Stock, $0.001 par value per share | $ | C | 9999999 | Disposed | Common Stock,$0.001 par value per share (2816171) | Direct | |
| 2020-07-20 | Series C Preferred Stock, $0.001 par value per share | $ | C | 1651471 | Disposed | Common Stock,$0.001 par value per share (465082) | Direct |
Footnotes
F1: Each share of Relay Therapeutics, Inc. ("Issuer") Series A Preferred Stock, $0.001 par value per share, automatically converted into shares of Issuer Common Stock, $0.001 par value per share ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .281617 of a share of Common Stock for each share of Series A Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date.
F2: Each share of Issuer Series C Preferred Stock, $0.001 par value per share, automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock at a conversion rate of .2985366 of a share of Common Stock for each share of Series C Preferred Stock (reflecting a one-for-3.55092 reverse stock split effected on July 8, 2020). The shares had no expiration date.
F3: David E. Shaw is President and sole shareholder of D. E. Shaw & Co., II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC, which is the managing member of D. E Shaw Research, LLC, which is the sole member and manager of Picularium, LLC. David E. Shaw disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein, if any.