Rekor Systems, Inc. — Director's Dealing 2018

Dec 11, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Novume Solutions, Inc. (NVMM)
CIK: 0001697851
Period of Report: 2018-12-10

Reporting Person: BERMAN ROBERT ALAN (N/A)
Reporting Person: Avon Road Partners, L.P. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-10	Common Stock	A	2725836	$.5155	Acquired	2869083	Indirect
2018-12-10	Common Stock	A	1593021	$.5155	Acquired	4462104	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-10	Avon Option to Purchase (McCarthy)	$.5155	X	2725836	Disposed	2019-03-21	Common Stock (2725836)	Indirect
2018-12-10	Avon Option to Purchase (Nathan)	$.5155	X	1593021	Disposed	2019-03-21	Common Stock (1593021)	Indirect

Footnotes

F1: The shares were acquired pursuant to Avon Road Partners, L.P.'s ("Avon Road") exercise of options (the "Options") to purchase shares of common stock of Novume Solutions, Inc. ("Novume") from James McCarthy and Richard Nathan. The Options were granted to Avon Road pursuant to the Option Agreement, dated March 16, 2016, amended as of September 7, 2017, by and among James McCarthy and Richard Nathan as grantors and Avon Road as the option holder (the "Option Agreement").

F2: Represents shares acquired by Avon Road, of which Mr. Berman is the general partner. As a result, Mr. Berman may be deemed to beneficially own the Issuer's securities held by Avon Road.

F3: Pursuant to the terms of the Option Agreement, Avon Road paid the stockholders $10,000 each (a total of $20,000) for the right to purchase, on a simultaneous and pro-rata basis, up to 4,318,857 shares of Novume's common stock owned by the shareholders at a purchase price of $0.5155 per share.